RALEIGH, N.C.--(BUSINESS WIRE)--Brightly Software, a Siemens company and the global leader in asset lifecycle management solutions, today announces Compliance Pro, an all-in-one, cloud-based module ...

RIAs are subject to stringent compliance policies and procedures – fiduciary obligations, disclosure rules, and exams and inspections, to name a few. Often, meeting these requirements eats into the ...

Client management platforms have become an essential part of an RIA’s tech stack as these tools make it easier to access and update customer information. The Financial Industry Regulatory Authority ...

OMAHA, Neb. & ATLANTA--(BUSINESS WIRE)--End-to-end wealthtech powerhouse Orion Advisor Solutions is strengthening its compliance technology offering for clients by acquiring BasisCode Compliance, LLC, ...

AUSTIN, Texas, March 28, 2017 /PRNewswire/ -- Epicor Software Corporation, a global provider of industry-specific enterprise software to promote business growth, announced today that TMC, a global, ...

AUSTIN, Texas, June 8, 2017 /PRNewswire/ -- Epicor Software Corporation, a global provider of industry-specific enterprise software to promote business growth, announced today that Epicor FFL ...

You’ve just closed a massive deal with a dream enterprise client. Then, the email lands: “Please send over your SOC 2 Type II report.” Panic sets in. You don’t have one. You have a folder of ...

Organizations must adhere to various regulatory standards and requirements to show they have the proper security measures to manage information security risks. Numerous security compliance solutions ...

The market for compliance software has been growing at a rapid pace, projected to be worth $118.7 billion worldwide by 2020. One significant cause of this spike is the overflow of fines, penalties and ...

Nearly 80 companies have opted for the State Compliance Manager and benefited from cost-effective, efficient ways of managing steadily increasing regulatory and compliance demands. With the StoneRiver ...

In the world of asset management, compliance is very important. It can range from simple policies set at your business to full-on laws enforced by government agencies, with penalties that range from a ...